Compliance & MiFID

 

Guy Butler Ltd is regulated by the Financial Conduct Authority (FCA). Following the implementation of the Markets in Financial Instruments Directive II (MiFID II), we are required by the FCA to provide terms of business, classification of client, and a best execution policy, to clients in addition to a consent form for trading outside a regulated market and disclosure on cost/charges. These documents are provided below:

 

Download  Guy Butler Limited Terms of Business

 

Download Guy Butler Best Execution and Order Execution Policy

 

 

Download

RTS 28 Information for 2020
RTS 28 Information for 2019
RTS 28 Information for 2018
RTS 28 Information for 2017

 

Download Designated Investments Risk Statement

 

Download Conflicts of Interest Policy

 

Download Fixed Income Costs and Charges Disclosures

 

 

Pillar Three information is available in the annual report