Compliance & Legal

Compliance & MiFID

Guy Butler Ltd is regulated by the Financial Conduct Authority (FCA). Following the implementation of the Markets in Financial Instruments Directive II (MiFID II), we are required by the FCA to provide terms of business, classification of client, and a best execution policy, to clients in addition to a consent form for trading outside a regulated market and disclosure on cost/charges. These documents are provided below:

Download  Guy Butler Limited Terms of Business – 2018

Download Execution Policy

Download Designated Investments Risk Statement

Download Conflicts of Interest Policy

Download  Fixed Income Costs and Charges Disclosure

Pillar Three information is available in the annual report