Compliance and MiFID

Guy Butler Ltd are regulated by the Financial Services Authority (FSA) and is a member of the London Stock Exchange. Following the implementation of the Markets in Financial Instruments Directive (MiFID) in the UK, we are required by the FSA to provide terms of business, classification of client, and a best execution policy, to clients in addition to a consent form for trading outside a regulated market. These documents are provided below

For Terms of Business please click here

For Execution Policy please click here

For Designated Investments Risk click here

For Conflicts of Interest Policy click here